Investment Policy Reviews

The Fiduciary Focus Toolkit provides insight into the condition of an Investment Policy Statement.

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According to the Prudent Practices the IPS should be reviewed at least once a year. The conditions of an Investment Policy are:

  • All Good
  • Review Due
  • Past Due
  • No Policy in Place

An Investment Policy Review can occur by selecting a client, accessing the Investment Policy and selecting a policy to review.IPS.JPG

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Once the review process is underway, a new draft will be created and must be finalized to complete the review.  

To complete the review:

  • The Client ready deliverable must be generated
  • The Policy and Monitored Account(s) must be updated
  • The policy must be updated

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