Managing investment changes

When the need arises to make an investment change, the Fiduciary Focus Toolkit ensures that a process is followed and documented.

  1. Selection criteria is applied to investment research, to ensure appropriate vehicles are chosen.
  2. A short list is developed from the search results, consisting of the most appropriate investments.
  3. After further evaluation, the recommendation is finalized. 

Once the recommendation is finalized, it can be applied to a single client or to multiple clients, across your Book of Business. The Fiduciary Focus Toolkit provides a means to record when:

  1. The client accepts or declines the recommended change
  2. The change has been executed
Have more questions? Submit a request