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Report Samples

  • Updated

Overview: This article contains an overview of the most used report templates within the Fiduciary Focus Toolkit. Users can review what sections are included, the generalized purpose behind the different report types, and view the reports as generated from a Client account. 

Please note: all data within these reports is not live data and has been curated purely for the purpose of demonstration. 

Skip To: Monitoring Reports With Fi360 Score, Monitoring Reports Without Fi360 Score, Proposal Report Templates, Research Report Templates, Report Section Descriptions

Please Note: all monitoring, research, and proposal reports can include custom branding.

 

 

Monitoring Reports With Fi360 Fiduciary Score®

Available in the Monitoring Reports tab within a client or Batch Monitoring Reports

Standard - Most common sections and grouping for advisors using the Fi360 Score.

Best for: Client review meetings
Level of Detail: Medium

Sections Include:

  • Cover Page
  • Table of Contents
  • State of Affairs
  • Standardized Performance Disclosure
  • Market Performance Overview
  • Holdings Summary
  • Holdings History
  • Style Summary
  • Fi360 Fiduciary Score® Summary and Scatterplot
  • Investment Snapshot
  • Fi360 Fiduciary Score® Breakdown
  • Annual Investment Options Costs
  • Client Notes (if applicable)
  • Investment Descriptions
  • Statement of Additional Disclosures

 

Comprehensive – Ideal for more detail-orientated clients who want to review each fund in detail.

Best for: Deep due diligence and investment analysis
Level of Detail: High

Sections Include:

  • Cover Page
  • Table of Contents
  • State of Affairs
  • Holdings History
  • Annual Cost Summary
  • Standardized Performance Disclosure
  • Market Performance Overview
  • Holdings Summary
  • Style Summary
  • Style Details
  • IPS Allocation Alignment
  • Watch List Summary
  • Watch List Breakdown
  • Annual Investment Options Costs
  • Investment Snapshot
  • Investment Performance
  • Fi360 Fiduciary Score® Summary and Scatterplot
  • Fi360 Fiduciary Score® Breakdown
  • Investment Factsheet (Page 3 Only)
  • Client Notes (if applicable)
  • Investment Descriptions
  • Statement of Additional Disclosures

Condensed – Provides a high-level overview of overall investment performance and plan health.

Best for: Quick client reviews
Level of Detail: Low

Sections Include:

  • Cover Page
  • Table of Contents
  • State of Affairs
  • Standardized Performance Disclosure
  • Holdings Summary
  • Fi360 Fiduciary Score® Breakdown
  • Statement of Additional Disclosures

Plan Cost Benchmarking- This report is used to benchmark your total plan costs against plans with similar assets and average account balance.

  • Cover Page
  • Table of Contents
  • State of Affairs
  • Annual Cost Summary
  • Annual Cost Breakdown
  • Annual Investment Option Costs

 

 

Monitoring Report Without Fi360 Fiduciary Score®

Available in the Monitoring Reports tab within a client or Batch Monitoring Reports

Executive Summary with Custom Criteria - This provides a short overview that focuses on investment performance history and detailed information of funds on watch without including the Fi360 Fiduciary Score.

  • Cover Page
  • Executive Summary
  • Watch List Summary
  • Statement of Additional Disclosures

No Fiduciary Score – Unique combination of sections and settings so that only the advisor’s custom Score (watch list trigger) is included.

  • Cover Page
  • State of Affairs
  • Holdings Summary
  • Watch List Summary
  • Watch List Breakdown
  • Annual Cost Summary
  • Investment Snapshot
  • Statement of Additional Disclosures

If you wish to configure your own Monitoring Report (alter grouping/sorting or section order, please visit our Custom Report Template help article to learn how! 

All Available Monitoring Report Sections in Report Template Editor

Fi360 All Report Sections Landscape

Fi360 All Reports Section Portrait

 

 

Proposal Reports 

Available within the Clients tab under Proposals

Proposal Report- All Reports Sections Portrait    This sample includes all the sections available in a proposal report including proposal factsheets and performance summaries.
 
Proposal sections are highly configurable and the examples below can help you see the various options. While most of these examples show the Fi360 Score, your own custom score can be substituted in it's place if desired.
Proposal Report - 2 Lineups
Proposal Report - 4 Lineups with Fi360 Fiduciary Scores
Proposal Report - 4 Lineups w/ Fiduciary Scores and more details on Holdings Summary
Proposal Report - 4 Lineups with No Total Cost and Condensed Holdings Summary
Proposal Report - 4 Lineups with No Fiduciary Scores
Proposal Report - 3 Lineups with a Weighted Custom Score  
 
All Report Sections:
  • Cover Page
  • State of Affairs
  • Client Performance Summary
  • Holdings Summary
  • Fund Mapping
  • Cost Breakdown
  • Fi360 Fiduciary Score Summary
  • Style Summary
  • Proposal Factsheet
  • Statement of Additional Disclosures
Comprehensive:
  • Cover Page
  • State of Affairs
  • Holdings Summary
  • Client Performance Summary
  • Fi360 Fiduciary Score Summary
  • Fund Mapping
  • Cost Breakdown
  • Style Summary
  • Statement of Additional Disclosures
Condensed & Condensed No Cost:
  • Cover Page
  • State of Affairs
  • Holdings Summary
  • Statement of Additional Disclosures
Condensed No Score:
  • Cover Page
  • State of Affairs
  • Holdings Summary
  • Fund Mapping
  • Statement of Additional Disclosures
Proposal Factsheet Custom Score & Proposal Factsheet Fiduciary Score:
  • Cover Page
  • Proposal Factsheet
  • Statement of Additional Disclosures
Standard:
  • Cover Page
  • State of Affairs
  • Holdings Summary
  • Fund Mapping
  • Statement of Additional Disclosures

 

 

Investment Research Reports 

Available in the holdings tabs of a client and the Investment Screener

 

Fi360 Fiduciary Score® Breakdown:
  • Cover Page
  • Fi360 Fiduciary Score® Breakdown (by peer group)
  • Statement of Additional Disclosures
Fi360 Fiduciary Score® Breakdown (Condensed):
  • Cover Page
  • Fi360 Fiduciary Score® Breakdown
  • Statement of Additional Disclosures
Fi360 Fiduciary Score® Summary:
  • Cover Page
  • Fi360 Fiduciary Score® Summary (by peer group), including the $ of assets and % of total assets
  • Scatter Plot Chart
  • Statement of Additional Disclosures
Fi360 Fiduciary Score® Summary: (Condensed w/ 1yr Avg.):
  • Cover Page
  • Fi360 Fiduciary Score® Summary (by peer group) including the $ of assets and % of total assets
  • Scatter Plot Chart
  • Statement of Additional Disclosures
Full Research Report (All Sections):
  • Cover Page
  • Standardized Performance Disclosure
  • Fi360 Fiduciary Score® Summary (by peer group) including the $ of assets and % of total assets
  • Scatter Plot Chart
  • Investment Snapshot
  • Fi360 Fiduciary Score® Breakdown
  • Statement of Additional Disclosures
Investment Comparisons:
  • Cover Page
  • Standardized Performance Disclosure
  • Investment Comparison
  • Statement of Additional Disclosures
Investment Evaluation (Breakdown and Trending Factsheet):
  • Cover Page
  • Fi360 Fiduciary Score® Breakdown
  • Statement of Additional Disclosures
 
Investment Evaluation (Fi360 Score Comprehensive Analysis):
  • Cover Page
  • Standardized Performance Disclosure
  • Fi360 Fiduciary Score® Summary (by peer group) including the $ of assets and % of total assets
  • Scatter Plot Chart
  • Fi360 Fiduciary Score® Breakdown
  • Investment Comparison
  • Investment Factsheet
  • Statement of Additional Disclosures
Investment Evaluation (No Fi360 Score):
  • Cover Page
  • Standardized Performance Disclosure
  • Style Summary & Details
  • Investment Performance
  • Share Class Comparison
  • Statement of Additional Disclosures
Investment Factsheet:
  • Cover Page
  • Standardized Performance Disclosure
  • Investment Factsheet (including Growth of 10k, Weightings & Holdings, Up/Down Capture Ratio, etc)
  • Statement of Additional Disclosures
Investment Factsheet (3 Page Only):
  • Cover Page
  • Standardized Performance Disclosure
  • Investment Factsheet
  • Statement of Additional Disclosures
Investment Performance:
  • Cover Page
  • Investment Performance (ADD MORE DETAIL)
  • Statement of Additional Disclosures
Investment Snapshot:
  • Cover Page
  • Investment Snapshot (ADD MORE DETAIL)
  • Statement of Additional Disclosures
Share Class Comparison:
  • Cover Page
  • Standardized Performance Disclosure
  • Share Class Comparison
  • Statement of Additional Disclosures

All Available Research Report Sections in Report Template Editor

Research Report All Sections
 
 
 

Report Section Descriptions

Fi360 Fiduciary Score® Breakdown- Utilizes a score criteria section that allows you to see what criterion the fund meets or does not meet by presenting any shortfalls for the eleven criteria used in the Score process. You can refer to the score criterion key and summary legend at the top of the section. This helps you to identify any areas that may need action. This report section also includes the fund’s rolling average scores (if applicable).

Fi360 Fiduciary Score® Summary- Provides the fund’s current score as well as the 1 Year Rolling Average Score, the asset amount that is currently allocated to the funds, as well as the fund’s percentage of total assets. Additionally, there is a color-coded ID column on the left side of each Investment Name. The ID column can be used to reference the investment on the Scatterplot chart in the next part of this section. Investments that do not have both Scores will not have an ID as they cannot be plotted on the chart. If multiple investments have the same Scores, they will be plotted together.

Investment Comparison- Facilitates a side-by-side evaluation of investments to expedite selection and monitoring decisions.  It also can serve as a mini factsheet if the full factsheets contain too much information for a given situation.  While this report was previously available in the software, it only allowed for a maximum of five investments per report and it was not available for inclusion within a monitoring or research report template.  It is now available with either report template and has an investment limit of 2,000.

Investment Descriptions- An analysis of the characteristics of each fund, including what the fund seeks to achieve, and what industry or sector the majority of the fund’s assets are to be in invested in.

Investment Factsheet- Provides further insight into a fund’s performance and characteristics by using volatility metrics, MPT Statistics, Expense Information, Relevant Benchmarks, Risk/Reward, Up/Down Capture, and Return Percentile Rank. This section also illustrates a historical perspective by showing historical Fi360 Fiduciary Scores at quarter end over a significant period of time (if applicable).

Investment Performance- Illustrates a performance comparison for total return (3 months & YTD) and total annualized return (1yr, 3yr, 5yr, 10yr) categorized by peer group.  This section is similar to the Investment Snapshot except it is focused exclusively on investment performance across many time frames.  It is available in both Research and Monitoring Report templates.

Investment Snapshot- Offers a concise summary of your investments including the Fi360 Fiduciary Score®, performance, and expenses broken down by peer group.  It also includes median and index values and allows you to remove the Fi360 Fiduciary Scores® if you don’t want to include them. 

Market Performance Overview- This single-page section helps you to recognize market trends and easily diagnose and compare median peer group performance across time. It includes a color-coded directory that shows median return figures over periods of time. The time periods used are previous month, previous quarter, YTD, 1yr, 3yr, 5yr, and 10yr. For each period, the top 3 performing peer groups will be colored in shades of green. The bottom 3 peer groups will be colored in shades of blue.

Share Class Comparison- Based on the investments in your client account or search result set, all mutual fund/ETF share class options are presented for comparison.  This section is ideal for numerous functions such as examining expense attributes to ensure you are invested in the appropriate fund and viewing Fi360 Fiduciary Scores®/Performance for longer-running share classes.  The Fi360 Score columns can be removed if desired.

Standardized Performance Disclosure- Depicts performance without adjusting for the effects of taxation but is adjusted to reflect sales charges and ongoing fund expenses. If adjusted for taxation, the performance quoted would be significantly reduced. Any sales charge used in the calculation was obtained from the fund’s most recent prospectus and/or shareholder report. If sales charges are waived (for example, for investors in a qualified retirement plan), the performance numbers may be higher.

Style Summary & Details- Investments within a given style box generally invest in similar types of securities and therefore share the same risk factors.  It is common best practice for a portfolio to diversify across multiple style boxes or for a plan lineup to offer options with many style categories.  This section provides a visual dashboard highlighting the style boxes in your portfolio/lineup and the number of investments within each.  It also can include a detail page that outlines the specific investment vehicles within each style box.  It is available in both Research and Monitoring Report templates. 

 

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